Office of Financial Markets

Results: 549



#Item
81Financial services / Funds / Financial markets / Institutional investors / Hedge fund / Collective investment scheme / Rate of return / Specialized investment fund / Financial economics / Investment / Finance

Counsel of Record: Andrew M. Calamari Attorney for the Plaintiff SECURITIES AND EXCHANGE COMMISSION New York Regional Office Brookfield Place

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-12-12 12:04:28
82Financial markets / Late-2000s financial crisis / Systemic risk / Institutional investors / Office of Financial Research / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Mutual fund / Committee on Capital Markets Regulation / Financial economics / Economics / Investment

November 1, 2013 Ms. Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]VIA ELECTRONIC MAIL: [removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-01 14:04:28
83Systemic risk / Financial markets / Investment / Late-2000s financial crisis / Financial services / Office of Financial Research / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial crisis / Financial economics / Economics / Finance

November 1, 2013 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-04 11:07:11
84Financial services / Late-2000s financial crisis / Systemic risk / Financial markets / Office of Financial Research / Hedge fund / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial adviser / Mutual fund / Financial economics / Investment / Finance

MAYER• BROWN Mayer Brown LLP 71 South Wacker Drive Chicago, Illinois[removed]

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-01 13:59:13
85Finance / Financial markets / Late-2000s financial crisis / United States Department of the Treasury / Financial crises / Dodd–Frank Wall Street Reform and Consumer Protection Act / Shadow banking system / Office of Financial Research / U.S. Securities and Exchange Commission / Financial economics / Systemic risk / Economics

Letter from SEC Commissioner Daniel M. Gallagher re: Public Feedback on OFR Study on Asset Management Issues

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-05-22 17:42:42
86Systemic risk / Finance / United States Department of the Treasury / Financial markets / Economic bubbles / Office of Financial Research / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial Stability Oversight Council / Federal Reserve System / Economics / Late-2000s financial crisis / Financial economics

ES151289 llnitcd eStates ~cnatc WAS HI NGTON, DC[removed]The Honorable Jacob Lew

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2014-04-01 12:45:57
87Late-2000s financial crisis / Investment / Financial markets / Systemic risk / Financial services / Hedge fund / Office of Financial Research / Dodd–Frank Wall Street Reform and Consumer Protection Act / Money market fund / Financial economics / Economics / Finance

Microsoft Word - SEC Cmt Ltr - OFR Report (#[removed]doc

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-04 10:41:16
88Funds / Financial services / Collective investment schemes / Financial markets / Hedge fund / Exchange-traded fund / Mutual fund / Asset allocation / Office of Financial Research / Financial economics / Investment / Finance

November 1, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E.

Add to Reading List

Source URL: www.sec.gov

Language: English - Date: 2013-11-04 11:11:00
89Private law / Legal ethics / Legal professions / European Union / Markets in Financial Instruments Directive / Conflict of interest / Law of agency / Cyprus Securities and Exchange Commission / Board of directors / Law / Business / Business law

CONFLICTS OF INTEREST POLICY Conflicts of Interest Policy CONFLICTS OF INTEREST POLICY IronFX Global Limited (the “Company”), whose registered office is at 17, Gr. Xenopoulou,

Add to Reading List

Source URL: www.ironfx.com

Language: English - Date: 2013-10-03 05:49:33
90Economics / Corporate governance / Financial economics / Efficient-market hypothesis / Joseph M. Katz Graduate School of Business / Short / Financial markets / Business / Finance

Robert Nachtmann Dean College of Business Administration University of Texas at El Paso 1. Contact Information Office of the Dean

Add to Reading List

Source URL: digitalmeasures.utep.edu

Language: English - Date: 2012-02-09 00:54:50
UPDATE